BRK - Broker - Registration and Reporting

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Certification and Licensing BRK - Broker Registration Overview A broker is a person or entity that provides brokerage services. Brokerage services are the provisioning of advice or procurements services to, or acting on behalf of, a retail customer regarding the selection of a retail electric provider (REP). Generally a broker will be compensated by the REP, but may take payments from the customers in certain circumstances. Who Should File: Any person or entity that provides brokerage services must register with the PUC as a broker. Individual employees of broker firms and persons acting only as agents of retail electric providers are not required to register as brokers. REPs may not register as a broker. When to File: Before providing brokerage services to customers. Forms Broker Registration Form Related Dockets Project 49711 - Development of Interim Form Project 49779 - Filing of Registration Forms Project 49794 - Rulemaking for Broker Registrations Registered Companies Brokers Broker Q & A Questions about a Pending Registration: James Kelsaw at james.kelsaw@puc.texas.gov or 512-936-7338 Grace Godines at grace.godines@puc.texas.gov or 512-936-7131

Certification and Licensing